FCA Consumer Duty: Asset and Wealth Management and Consumer Investments sector

Horizon Scanning

13-02-2024 • 27 mins

Phase 1 Complete; Phase 2 to come!  Join the Slaughter and May FIG team as they reflect on the lessons learned from Phase 1 of consumer duty implementation, and the challenges that face firms for closed books ahead of 31 July 2024.  As part of our Consumer Duty podcast series, this time we deep dive and look closely at how the Duty will apply to the Asset and Wealth Management and Consumer Investments sector. Nick Bonsall and Heather Broadbent are joined by Charles Randell CBE (the former Chair of the Financial Conduct Authority) to share their views.